Regulatory Compliance, Officer

KPMG Caricom (with offices in Jamaica, Trinidad · Sindh, Pakistan

FULL TIME

Job Description

Join Our Team as a Regulatory Compliance Officer at KPMG Jamaica!

Location

Kingston, Jamaica

Company Overview

KPMG Jamaica's delivery center, Jamaica Extended Support Services (JESS), provides essential back-office support to KPMG United States. We are committed to excellence and innovation, and we are looking for a dedicated Personal Independence Officer to join our dynamic team.

Job Summary

As a Personal Independence Officer, you will play a crucial role in ensuring compliance with independence rules and regulations. You will provide basic guidance to field professionals on firm policy and regulatory rules, perform technical research, and handle various tasks in accordance with standard operating procedures. This position requires limited judgment and offers an excellent opportunity to grow within a supportive environment.

Key Responsibilities

Provide introductory guidance to field professionals on professional independence standards and firm policy.
Conduct basic independence technical research to support task execution.
Resolve customer inquiries via Outlook and Microsoft Teams.
Participate in team information exchanges and input data into SharePoint and Broker Import System.
Review documents such as Account Statements, Client Authorization Forms, and Questionnaires for compliance with Independence Policy.
Assist with special projects and perform multiple time-sensitive tasks as needed.

Education and Experience

Bachelor’s degree in Business from an accredited college or university.
2+ years of work experience in a public accounting firm.
K nowledge of independence compliance rules and regulations.
Accounting/Finance knowledge.
Highly organized with the ability to thrive in a high-volume, fast-paced work environment.
Strong business and data analysis, critical thinking, problem-solving, organization, and independent judgment skills.
Experience handling time-sensitive requests.

Business Competencies

Technical Competencies: Ethics Knowledge : Understand and promote compliance with statutes, regulations, policies, and procedures. Risk Management : Plan and implement measures to avoid, overcome, or compensate for elements of risk. Problem-Solving : Identify problems, use logic and data to evaluate alternatives, and recommend solutions to achieve organizational goals.

Special Conditions

Work in a fast-paced team environment.
Operate primarily in a paperless environment using information systems for data access and activities.
May be required to work extended hours periodically or on public holidays.

Why Join Us? At KPMG Jamaica, we value our employees and offer a supportive and collaborative work environment. You will have the opportunity to grow your career, work on exciting projects, and make a meaningful impact.

If you are passionate about compliance, have a keen eye for detail, and thrive in a dynamic environment, we would love to hear from you!

Join us at KPMG Jamaica and be a part of a team that values excellence, innovation, and integrity.

Bachelor’s degree in the Business field from an accredited college or university with 2+ years of work experience in a public accounting firm, a plus

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